Clearance process · Detailed map

Request and submission

Follow the Government and industry steps that establish a valid requirement, select prior-vetting route, open a request and submit a complete package.

Process chart · Follow the arrows

Clearance process: start here, then follow the path

Read from top to bottom. At the first decision, follow either the government or industry lane. The paths meet for investigation and adjudication, then continue through the separate access gate. Each step links to the authority or official process that supports it.

STARTA position or contract identifies work that may require protected informationFirst ask whether classified access is actually required for the assigned duties.
DECISION 1 · IS CLASSIFIED ACCESS REQUIRED?
NOStop the clearance path. If needed, continue separately through suitability, fitness, sensitive-position or credentialing processes.OPM: clearance vs. other determinations ↗
YESContinue only with a documented Government mission or contract requirement and an authorized sponsor.OPM: vetting steps ↗
1

Define the requirement and the person’s role

Government employee

Position manager and agency security staff identify official duties, the information level, position risk/sensitivity, and which determination is needed.

Industry employee

GCA/customer, prime and subcontractor trace the requirement through each contract to the performing company and individual’s assigned duties. Confirm whether the person needs access, whether an entity must safeguard, and where work occurs.

Gate: No documented requirement tied to this position or contract and person → do not open a clearance request.

References: OPM vetting steps · DCSA facility-clearance sponsorship · 32 CFR §117.17, subcontract

2

Set the position tier and identify the required eligibility

Government employee

Agency applies the current position-designation process and identifies suitability/fitness, sensitive-position, national-security and classified-eligibility decisions that apply.

Industry employee

GCA/customer states the required classified level and work. FSO checks the contract security specification, company eligibility, approved locations/systems and any separately stated SCI/SAP requirement.

Output: documented case type, investigation tier/forms, required level and any separate facility or program approvals.

References: DCSA case types and forms · ODNI Federal Personnel Vetting Guidelines, §§IV.D–E

DECISION 2 · WHAT PRIOR VETTING IS USABLE?
No usable current recordOpen initial vetting for the designated position and required tier.
Current, equivalent trustGaining authority reviews transfer/reciprocity, scope, status and exceptions.
Higher duties or levelRequest only the additional vetting needed for the upgrade.
Break or lapsed trustDetermine the work needed to re-establish the appropriate baseline.

Gate: A record match or prior clearance alone is not the new position’s or customer’s access approval.

References: ODNI Federal Personnel Vetting Guidelines, §IV.F · OPM vetting steps

3

An authorized sponsor opens the investigation request

Government employee

Agency sponsor/personnel-vetting office opens the correct case in the system designated for the agency, population and determination.

Industry employee

For a NISP classified-access request, the FSO/designee initiates the applicant process through the current DCSA/DISS route and connects it to the contract/customer. A needed facility-clearance request is a separate sponsor action.

Output: accepted request with correct person, sponsor, case type and requirement. Incorrect or unsupported requests return for correction.

References: DCSA: Processing applicants · DCSA: Facility Clearances

4

The applicant completes and submits the required package

Government employee

Applicant completes the assigned questionnaire, releases, identity checks and fingerprints through the agency’s authorized system.

Industry employee

Applicant completes the assigned eApp/questionnaire and releases, then submits required fingerprints and signed items using current DCSA instructions.

Return loop: Missing or inconsistent answers/materials go back to the applicant or authorized reviewer for correction before the request proceeds.

References: DCSA: Processing applicants · DCSA: Case types and forms

5

The authorized office checks completeness and releases the case

Government employee

Agency-designated staff review package adequacy/completeness, resolve omissions and release the accepted case to the authorized investigative service provider (ISP).

Industry employee

FSO reviews SF 86 only for adequacy and completeness, submits it through the approved route, and does not use or share its information for another purpose.

Gate: ISP accepts the complete request. An intake rejection returns to the submitting office/applicant; pending status does not authorize access.

References: DCSA: Processing applicants · 32 CFR §117.10(d), FSO SF 86 limits

Request accepted and complete?Continue to the investigation and adjudication map.Continue →